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Nationally recognized statistical rating organization
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#	Item
111	Microsoft Word - 34-56510cl.doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-09-24 17:10:21 U.S. Securities and Exchange Commission Financial regulation Government Securities Exchange Act Securities and Exchange Commission Financial economics Credit rating agencies Nationally recognized statistical rating organization United States securities law
112	Order Granting Registration of HR Ratings de México, S.A. de C.V. as a Nationally Recognized Statistical Rating Organization Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-11-06 17:14:18 Securities Exchange Act Government Securities and Exchange Commission Financial regulation Financial economics Nationally recognized statistical rating organization Credit rating agency U.S. Securities and Exchange Commission
113	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2008-07-01 12:19:19 United States Securities and Exchange Commission Financial economics Finance Credit rating agency Alternative Trading Systems U.S. Securities and Exchange Commission Securities Exchange Act Nationally recognized statistical rating organization Securities regulation in the United States United States securities law Financial regulation 73rd United States Congress
114	Microsoft Word[removed]docx Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-05-06 09:26:42 Financial markets Credit rating agency Nationally recognized statistical rating organization Net capital rule United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial regulation
115	SECURITIES AND EXCHANGE COMMISSION Release No[removed]September 14, 2011 Order Granting Temporary Exemption of Kroll Bond Rating Agency, Inc. from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securit Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-09-14 17:13:30 Nationally recognized statistical rating organization Credit rating agencies Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Bond credit rating Asset-backed security Securities Exchange Act Bond Credit rating Financial economics Finance Economics
116	Microsoft Word - 34-56509cl.doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-09-24 17:08:11 U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Government Securities and Exchange Commission Financial economics Nationally recognized statistical rating organization Credit rating agencies United States securities law
117	Commission finds requirements of Section 15E are satisfied Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2008-06-23 13:41:06 Credit rating agency United States securities law U.S. Securities and Exchange Commission Asset-backed security Securities Exchange Act Federal Reserve System Government Financial regulation Finance Nationally recognized statistical rating organization
118	Microsoft Word - 34-56508cl.doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-09-24 17:05:26 United States securities law Dominion Bond Rating Service U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Government Securities and Exchange Commission Stock exchange Credit rating agencies Nationally recognized statistical rating organization Financial economics
119	PART 1—INVESTMENT SECURITIES § 1.2 Sec. 1.1 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2012-03-22 00:38:16 Financial system 76th United States Congress Investment Company Act United States securities law Underwriting Bank Nationally recognized statistical rating organization Financial economics Finance Securities
120	PART 1—INVESTMENT SECURITIES § 1.2 Sec. 1.1 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2012-03-22 00:38:16 Financial system 76th United States Congress Investment Company Act United States securities law Underwriting Bank Nationally recognized statistical rating organization Financial economics Finance Securities

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